FS
Frank M. Stalla
VESTEER WEALTH MANAGEMENT
OMAHA, NE
Some features on this profile are disabled
CRD#: 7638030
FS
Professional summary
Frank Martin Stalla is a registered financial advisor currently at VESTEER WEALTH MANAGEMENT, LLC located in Omaha, Nebraska.
Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Frank has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) REVU EXAMS LLC; NOT-INV REL; OMAHA, NE; EDUCATION/TRAINING; PRINCIPAL; START 01/2019; APPROX 8 HRS/MO (5% OF TIME); 0 DURING SEC TRADING. 2) CHARTER CONTENT SOLUTIONS LLC; NOT-INV REL; OMAHA, NE; EDUCATION/TRAINING CONSULTING; CONSULTANT; START 09/2007; 40 HRS/MO (25% OF TIME); 0 DURING SEC TRADING.
CRS (Client Relationship Summary) - RIA
Click below to view Frank Martin Stalla's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2022 - Present
VESTEER WEALTH MANAGEMENT, LLC
RIA
CRD#: 306992
OMAHA, NE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Nebraska(10/11/2022)
IAR
Texas(6/7/2023)
IAR
Virginia(11/8/2022)
Exams
Current Firm
VW
VESTEER WEALTH MANAGEMENT, LLC
VESTEER WEALTH MANAGEMENT, LLC
CRD#: 306992 / SEC#:
Nebraska
Registered Investment Advisory firm - (10/11/2022 Approved)Texas
Registered Investment Advisory firm - (5/25/2023 Conditional Restricted)Virginia
Registered Investment Advisory firm - (2/24/2020 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Charlottesville, VA
Mailing Address
Phone number
(434) 282-1215
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 48 |
| AUM (Assets Under Management) | $ 13,816,174 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
