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Michael L. Mock
BEACON CAPITAL MANAGEMENT
West Des Moines, IA 50266
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CRD#: 7637766
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Professional summary
Michael Lee Mock is a registered financial advisor currently at BEACON CAPITAL MANAGEMENT, INC. located in West Des Moines, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Michael has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NOB: Sammons Financial Group. Title: Senior VP Wealth Management Strategy. Start Date: 07/05/2013
CRS (Client Relationship Summary) - RIA
Click below to view Michael Lee Mock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2022 - Present
BEACON CAPITAL MANAGEMENT, INC.
Office #1: 8300 Mills Civic Parkway, West Des Moines, IA 50266RIA
CRD#: 120641
West Des Moines, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BEACON CAPITAL MANAGEMENT, INC.
BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS
CRD#: 120641 / SEC#: 801-61249
RIA
Registered Investment Advisory firm - (6/13/2002 Approved)Florida
Registered Investment Advisory firm - (6/6/2002 Cancelled)Indiana
Registered Investment Advisory firm - (2/25/2003 Terminated)New York
Registered Investment Advisory firm - (1/14/2003 Terminated)Ohio
Registered Investment Advisory firm - (1/1/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(10/14/2022)
Current Firm
BC
BEACON CAPITAL MANAGEMENT, INC.
BEACON CAPITAL MANAGEMENT, INC. | ZERO COMMISSION PORTFOLIOS
CRD#: 120641 / SEC#: 801-61249
RIA
Registered Investment Advisory firm - (6/13/2002 Approved)Florida
Registered Investment Advisory firm - (6/6/2002 Cancelled)Indiana
Registered Investment Advisory firm - (2/25/2003 Terminated)New York
Registered Investment Advisory firm - (1/14/2003 Terminated)Ohio
Registered Investment Advisory firm - (1/1/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7777 Washington Village Drive Suite 280, Dayton, OH 45459
Mailing Address
Phone number
(937) 439-9093
Established
Firm type
Fiscal year end
# of Employees
22
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,893 |
| AUM (Assets Under Management) | $ 4,669,480,758 |
Red Flags
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Company Information
BEACON CAPITAL MANAGEMENT, INC.
CRD#: 120641West Des Moines, IA 50266TRUST BUT VERIFY
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