JR
James C. Raper
GUARDIAN WEALTH MANAGEMENT
Chattanooga, TN 37421-7803
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CRD#: 7637561
JR
Professional summary
James Christopher Raper, who also goes by Chris Raper, is a registered financial advisor currently at GUARDIAN WEALTH MANAGEMENT, LLC located in Chattanooga, Tennessee.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. James has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Chris Raper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James Christopher Raper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 5, 2022 - Present
GUARDIAN WEALTH MANAGEMENT, LLC
Office #1: 6151 Shallowford Road Suite 102, Chattanooga, TN 37421-7803RIA
CRD#: 118668
Chattanooga, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GUARDIAN WEALTH MANAGEMENT, LLC
GUARDIAN WEALTH MANAGEMENT, INC. | GUARDIAN WEALTH MANAGEMENT, LLC
CRD#: 118668 / SEC#: 801-61330
RIA
Registered Investment Advisory firm - (7/19/2002 Approved)Georgia
Registered Investment Advisory firm - (8/15/2002 Terminated)Missouri
Registered Investment Advisory firm - (10/24/2002 Terminated)Tennessee
Registered Investment Advisory firm - (9/14/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(10/5/2022)
Exams
Current Firm
GW
GUARDIAN WEALTH MANAGEMENT, LLC
GUARDIAN WEALTH MANAGEMENT, INC. | GUARDIAN WEALTH MANAGEMENT, LLC
CRD#: 118668 / SEC#: 801-61330
RIA
Registered Investment Advisory firm - (7/19/2002 Approved)Georgia
Registered Investment Advisory firm - (8/15/2002 Terminated)Missouri
Registered Investment Advisory firm - (10/24/2002 Terminated)Tennessee
Registered Investment Advisory firm - (9/14/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6151 Shallowford Road Suite 102, Chattanooga, TN 37421-7803
Mailing Address
Phone number
(423) 510-0409
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,152 |
| AUM (Assets Under Management) | $ 343,098,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 10/25/2024 | ||
| 01/25/2024 | ||
| 10/25/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GUARDIAN WEALTH MANAGEMENT, LLC
CRD#: 118668Chattanooga, TN 37421-7803TRUST BUT VERIFY
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