Jacob M. Butler

KEY CAPITAL MANAGEMENT

Hendersonville, TN 37075

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CRD#: 7636854

Professional summary

Jacob Michael Butler, who also goes by Jake Butler, is a registered financial advisor currently at KEY CAPITAL MANAGEMENT, INC. located in Hendersonville, Tennessee.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jacob has worked at 3 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jake Butler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Michael Butler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 27, 2024 - Present

KEY CAPITAL MANAGEMENT, INC.

Office #1: 181 East Main St. Suite #7, Hendersonville, TN 37075

RIA

CRD#: 173773

Hendersonville, TN

Past

February 24, 2023 - April 23, 2024

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Past

December 22, 2022 - February 23, 2023

THE LEADERS GROUP, INC.

CRD#: 37157

Louisville, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEY CAPITAL MANAGEMENT, INC.

KEY CAPITAL MANAGEMENT, INC. | WOOD FINANCIAL GROUP | PRESTAGE, WILLIAM D

CRD#: 173773 / SEC#: 801-126114

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

Louisiana

Registered Investment Advisory firm - (11/1/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (8/2/2022 Terminated)

Texas

Registered Investment Advisory firm - (10/26/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(8/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/4/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 12/22/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 8/23/2022

Securities Industry Essentials Examination

Current Firm

KEY CAPITAL MANAGEMENT, INC.

KEY CAPITAL MANAGEMENT, INC. | WOOD FINANCIAL GROUP | PRESTAGE, WILLIAM D

CRD#: 173773 / SEC#: 801-126114

RIA

Registered Investment Advisory firm - (7/15/2022 Approved)

Louisiana

Registered Investment Advisory firm - (11/1/2022 Terminated)

Tennessee

Registered Investment Advisory firm - (8/2/2022 Terminated)

Texas

Registered Investment Advisory firm - (10/26/2022 Terminated)

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Contact information

Main Address

181 East Main St. Suite #7, Hendersonville, TN 37075

Mailing Address

Phone number

(615) 826-5749

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE PROGRAM (2/9/2026)

ADV PART 2A (2/9/2026)

Regulatory assets under management

Total Number of Accounts	2,324
AUM (Assets Under Management)	$ 392,952,016

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jacob M. Butler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob Michael Butler's CRS (Customer Relationship Summary).

Certified licenses

Experience

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

THE LEADERS GROUP, INC.

Primary Firm SEC Registration

KEY CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/2024

Series 63

Date: 3/4/2023

Series 6TO

Date: 12/22/2022

SIE

Date: 8/23/2022

Current Firm

KEY CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEY CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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