DC
David M. Cleveland
APPLIED CAPITAL LLC
LITTLE ROCK, AR 72205
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CRD#: 7636576
DC
Professional summary
David Matthew Cleveland is a registered financial advisor currently at APPLIED CAPITAL LLC located in Little Rock, Arkansas.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. David has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Cleveland Accounting & Consulting, PA CAC Rental, LLC
CRS (Client Relationship Summary) - RIA
Click below to view David Matthew Cleveland's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 22, 2022 - Present
APPLIED CAPITAL LLC
Office #1: 415 N. Mckinley Street Suite 1045, Little Rock, AR 72205RIA
CRD#: 166175
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
APPLIED CAPITAL LLC
APPLIED CAPITAL LLC
CRD#: 166175 / SEC#: 801-115146
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Arkansas
Registered Investment Advisory firm - (5/17/2019 Terminated)Illinois
Registered Investment Advisory firm - (4/26/2019 Terminated)Missouri
Registered Investment Advisory firm - (5/17/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (5/17/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arkansas(9/22/2022)
IAR
Texas(9/22/2022)
Current Firm
AC
APPLIED CAPITAL LLC
APPLIED CAPITAL LLC
CRD#: 166175 / SEC#: 801-115146
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Arkansas
Registered Investment Advisory firm - (5/17/2019 Terminated)Illinois
Registered Investment Advisory firm - (4/26/2019 Terminated)Missouri
Registered Investment Advisory firm - (5/17/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (5/17/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
415 N. Mckinley Street Suite 1045, Little Rock, AR 72205
Mailing Address
Phone number
(501) 500-0890
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,067 |
| AUM (Assets Under Management) | $ 293,411,420 |
Red Flags
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Company Information
APPLIED CAPITAL LLC
CRD#: 166175Little Rock, AR 72205TRUST BUT VERIFY
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