DM
Darlene Mcgrath
LATITUDE ADVISORS
Steger, IL
Some features on this profile are disabled
CRD#: 7636169
DM
Professional summary
Darlene Mcgrath, who also goes by Dubrock, is a registered financial advisor currently at LATITUDE ADVISORS, LLC located in Steger, Illinois and GWN SECURITIES INC. located in Steger, Illinois.
Darlene is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Darlene has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dubrock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DARLENE MCGRATH CPA; accounting and tax practice. Address is 3448 Wallace Ave, Steger, IL 60475. I am a sole practitioner and perform bookkeeping, accounting, and tax preparation services for individuals and small businesses. I have been performing these services since 2005. I devote about 150 hours per month to the business. These hours are performed during and after securities trading hours. LATITUDE ADVISORS, LLC: investment advisor representative. address is 3448 wallace ave, Steger IL 60475. works with clients on a fee basis, I devote 5-10 hours/month to this business. INSURANCE Is Investment Related, Insurance license for annuity and variable, START DATE: 2024-02-15, HOURS PER MONTH: 5 hours per month, SECURITIES TRADING HOURS: 0 hours per month during trading hours, DESCRIPTION: I obtained my insurance license in order to service variable annuity clients and items related to life insurance as a compliment to my securities license.
CRS (Client Relationship Summary) - RIA
Click below to view Darlene Mcgrath's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 29, 2022 - Present
LATITUDE ADVISORS, LLC
RIA
CRD#: 151001
Steger, IL
Current
November 15, 2022 - Present
GWN SECURITIES INC.
RIA
BD
CRD#: 128929
Steger, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(11/28/2022)
IAR
Illinois(11/29/2022)
RR
Indiana(11/28/2022)
RR
Michigan(1/26/2023)
RR
Missouri(1/26/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/15/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LATITUDE ADVISORS, LLC
BIG HORN ADVISORS, LLC | LATITUDE ADVISORS, LLC
CRD#: 151001 / SEC#: 801-70420
RIA
Registered Investment Advisory firm - (7/16/2009 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Yorkville, IL
Mailing Address
Phone number
(630) 553-3730
Established
Firm type
Fiscal year end
# of Employees
70
SEC notice filing (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,305 |
| AUM (Assets Under Management) | $ 379,516,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
