Brock A Payne
Professional Summary
Brock A Payne, who also goes by Brock Allen Payne, is a registered financial advisor currently at DRIVEN INVESTMENTS LLC located in Lehi, Utah. Brock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Brock has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Brock Allen Payne
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
3 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
DRIVEN INVESTMENTS LLC
Contact Information
Main Address
Lehi, UTPhone Number
(844) 932-3272# of Employees
8SEC notice filing (41 States and Territories)
Registered to provide investment advisory services in 41 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,978AUM (Assets Under Management)
$239,188,627Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DRIVEN INVESTMENTS LLC
State Registrations and Notice Filings
(4/2/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2023About the Series 6TO examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Brock A Payne's CRS (Customer Relationship Summary).
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