Kieran Vrklan
Professional summary
Kieran Vrklan is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in Seattle, Washington.
Kieran is registered as a RR (Registered Representative) and started their career in finance in 2022. Kieran has worked at 2 firms and has passed the Series 63, Series 82TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kieran Vrklan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2024 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 520 Pike Street Suite 2210, Seattle, WA 98101December 5, 2022 - September 12, 2024
MERIDIAN CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2024)
Exams
Series 82TO
Date: 10/7/2023
Limited Representative-Private Securities OfferingsSeries 79TO
Date: 12/3/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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