John F. Wetula
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Francis Wetula, who also goes by John Wetula, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2023. John had worked at 2 firms and has passed the Series 66, Series 99TO, Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2024 - October 28, 2025
ETC BROKERAGE SERVICES, LLC
May 3, 2023 - December 15, 2023
EQUITABLE ADVISORS, LLC
January 26, 2023 - December 15, 2023
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 8/28/2025
Operations Professional ExaminationSeries 7TO
Date: 1/26/2023
General Securities Representative ExaminationCurrent Firm
ETC BROKERAGE SERVICES, LLC
CRD#: 145276 / SEC#: , 8-67719
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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