CE

Charity J. Eden

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CRD#: 7633763
CE

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Charity Joy Eden, who also goes by Charity E Heimbaugh, was a registered financial professional .

Charity is a previously registered financial professional and started their career in finance in 2022. Charity had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Charity E Heimbaugh

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

September 14, 2022 - January 31, 2024

GURUN INVESTMENT ADVISORS, INC.

RIA
CRD#: 37503
DALLAS, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam

Current Firm


GI
GURUN INVESTMENT ADVISORS, INC.
GURUN INC. | WHITEROCK WEALTH MANAGEMENT CO. | GURUN, INC. | GURUN INVESTMENT ADVISORS, INC.

CRD#: 37503 / SEC#: 801-60828, 8-47836

BD
Terminated by SEC on 07/03/2012
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Contact information


Main Address
8350 North Central Expressway Suite 925, Dallas, TX 75206
Mailing Address
Phone number
(214) 691-4451
Established
Texas since 03/03/1986
Firm type
Corporation
Fiscal year end
December
# of Employees
6

Direct owners and executive officers


NamePositionCRD#
GURUN, JOHN JOSEPHPRESIDENT / CHIEF COMPLIANCE OFFICER
GURUN, DAVID PETERVICE PRESIDENT1947575
LASTELICK, JOSEPH JEROME JRVICE PRESIDENT2822734
MARTIN, CHARLES HENRY MR.VICE PRESIDENT5148727
RUFFING, JAMES ROBERTVICE PRESIDENT407006

Regulatory assets under management


Total Number of Accounts409
AUM (Assets Under Management)$ 255,332,207

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


GURUN INVESTMENT ADVISORS, INC.

CRD#: 37503

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