Joseph E. Uppleger

SAFE FUTURE WEALTH PARTNERS LLC

Novi, MI 48375

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CRD#: 7633107

Professional summary

Joseph Earl Uppleger IV is a registered financial advisor currently at SAFE FUTURE WEALTH PARTNERS LLC located in Novi, Michigan.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Joseph has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Safe Future Wealth Partners; Investment Related; 41800 W 11 Mile Rd, Novi, MI 48375; RIA; Advisor/Admin; Start 02/2022; Approximate number of hours/month 160 hours all during securities trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Earl Uppleger IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 14, 2023 - Present

SAFE FUTURE WEALTH PARTNERS LLC

Office #1: 41800 W. 11 Mile Road Suite 201, Novi, MI 48375

RIA

CRD#: 315459

Novi, MI

Past

September 22, 2022 - May 8, 2023

AEGIS WEALTH MANAGEMENT, INC.

RIA

CRD#: 301990

Novi, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(2/14/2023)

IAR

Texas
(1/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/2/2022

Uniform Investment Adviser Law Examination

Current Firm

SAFE FUTURE WEALTH PARTNERS LLC

CRD#: 315459 / SEC#:

Louisiana

Registered Investment Advisory firm - (10/30/2024 Approved)

Michigan

Registered Investment Advisory firm - (11/16/2021 Approved)

Nevada

Registered Investment Advisory firm - (3/14/2023 Terminated)

New Mexico

Registered Investment Advisory firm - (9/13/2024 Approved)

Texas

Registered Investment Advisory firm - (1/3/2025 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

41800 W. 11 Mile Road Suite 201, Novi, MI 48375

Mailing Address

Phone number

(734) 323-7429

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	65
AUM (Assets Under Management)	$ 9,203,011

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph E. Uppleger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Earl Uppleger IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAFE FUTURE WEALTH PARTNERS LLC

AEGIS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/2/2022

Current Firm

SAFE FUTURE WEALTH PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAFE FUTURE WEALTH PARTNERS LLC

TRUST BUT VERIFY

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