David A. Gray

DAVID GRAY CONSULTING

Graniteville, SC

Some features on this profile are disabled

CRD#: 7632935

Professional summary

David Anthony Gray is a registered financial advisor currently at DAVID GRAY CONSULTING LLC located in Graniteville, South Carolina.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. David has worked at 1 firm and has passed the Series 65 and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Anthony Gray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2022 - Present

DAVID GRAY CONSULTING LLC

RIA

CRD#: 323526

Graniteville, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(10/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2022

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 4/29/2023

Securities Industry Essentials Examination

Current Firm

DAVID GRAY CONSULTING LLC

CRD#: 323526 / SEC#:

Georgia

Registered Investment Advisory firm - (10/19/2022 Approved)

Louisiana

Registered Investment Advisory firm - (8/19/2025 Terminated)

South Carolina

Registered Investment Advisory firm - (8/19/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

North Augusta, SC

Mailing Address

Phone number

(225) 573-1854

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	24
AUM (Assets Under Management)	$ 1,415,292

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Steven Barnes

BARNES WEALTH MANAGEMENT GROUP

IAR

BAKERSFIELD, CA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Gray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Anthony Gray's CRS (Customer Relationship Summary).

Certified licenses

Experience

DAVID GRAY CONSULTING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2022

SIE

Date: 4/29/2023

Current Firm

DAVID GRAY CONSULTING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DAVID GRAY CONSULTING LLC

TRUST BUT VERIFY

Similar Advisors