TH
Thomas A. Holloway
PACIFICA PARTNERS CAPITAL MANAGEMENT
Calgary, T2N 1N4
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CRD#: 7632922
TH
Professional summary
Thomas Alexander Holloway is a registered financial advisor currently at PACIFICA PARTNERS CAPITAL MANAGEMENT INC. .
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. University of Calgary | Non-investment related | 2500 University Dr NW, Calgary, AB T2N 1N4 | Major university | Tenured associate professor (teaching) | 08/2015 start | 120 hours per month | I teach finance and investment classes, support extra curriculars, and do some research and textbook writing. 2. Swim Alberta Association | Non-investment related | 2nd Floor, 11759 Groat Road, Edmonton, Alberta Canada T5M 3K6 | provincial sport authority for swimming | Board Director | 08/2019 start | 4 hours per month | Governance role including finance and audit. There is a GIC stability portfolio. 3. Pembina Institute | Non-investment related | 322 11 Ave SW #802, Calgary, AB T2R 0C5 | Non-profit focused on energy transition research and policy advocacy | Board Director | 06/2022 start | 4 hours per month | Governance role including finance and audit. There is a GIC stability portfolio. 4. Alberta Ecotrust | Investment related | 305 10 Ave SE #250, Calgary, AB T2G 0W2 | Environmental NGO focused on GHG and land use | Investment committee member | 06/2020 start | 4 hours per month | Investment committee steers and approves investment policy and decisions made by staff. Portfolio is primarily outsourced to a fund manager, but we also pursue local direct impact investments (not public securities). 5. Rockmount Capital Corporation | Investment related | 305 999 8th street SW, Calgary, AB T2R 1J5 | Will become a capital pool corporation seeking qualifying transaction (a smaller version of a SPAC)| Independent director | 09/2022 start | 4 hours per month | Governance role. The corporation is newly formed and has no operations.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Alexander Holloway's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 30, 2022 - Present
PACIFICA PARTNERS CAPITAL MANAGEMENT INC.
Office #1: 2500 University Drive, Nw, Calgary, T2N 1N4RIA
CRD#: 162313
Calgary,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PACIFICA PARTNERS CAPITAL MANAGEMENT INC.
PACIFICA PARTNERS CAPITAL MANAGEMENT INC.
CRD#: 162313 / SEC#: 801-75541
RIA
Registered Investment Advisory firm - (5/29/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(9/30/2022)
Exams
Current Firm
PP
PACIFICA PARTNERS CAPITAL MANAGEMENT INC.
PACIFICA PARTNERS CAPITAL MANAGEMENT INC.
CRD#: 162313 / SEC#: 801-75541
RIA
Registered Investment Advisory firm - (5/29/2012 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Suite #213 5455 - 152 Street, Surrey, V3S 5A5
Mailing Address
Suite #103 8105 Birch Bay Square, Blaine, WA 98230
Phone number
(877) 576-8908
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 391 |
| AUM (Assets Under Management) | $ 105,480,600 |
Red Flags
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