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Thomas Alexander Holloway

PACIFICA PARTNERS CAPITAL MANAGEMENT
Calgary,
·CRD# 7632922·4 years registered

Professional Summary

Thomas Alexander Holloway is a registered financial advisor currently at PACIFICA PARTNERS CAPITAL MANAGEMENT INC.. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 1 firm.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years registered in the securities industry

Current & Past Employments

Current

PACIFICA PARTNERS CAPITAL MANAGEMENT INC.Current·CRD# 162313
RIA
2500 University Drive, Nw, Calgary, T2N 1N4
September 30, 2022 - Present

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Current Firm

PP
PACIFICA PARTNERS CAPITAL MANAGEMENT INC.

PACIFICA PARTNERS CAPITAL MANAGEMENT INC.

CRD#: 162313 / SEC#: 801-75541
RIA
Registered Investment Advisory firm - SEC (5/29/2012 Approved)

Contact Information

Main Address

Suite #213 5455 - 152 Street, Surrey, V3S 5A5

Mailing Address

Suite #103 8105 Birch Bay Square, Blaine, WA 98230

Phone Number

(877) 576-8908

# of Employees

10

SEC notice filing (4 States and Territories)

Registered to provide investment advisory services in 4 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

414

AUM (Assets Under Management)

$128,237,301

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. University of Calgary | Non-investment related | 2500 University Dr NW, Calgary, AB T2N 1N4 | Major university | Tenured associate professor (teaching) | 08/2015 start | 120 hours per month | I teach finance and investment classes, support extra curriculars, and do some research and textbook writing. 2. Swim Alberta Association | Non-investment related | 2nd Floor, 11759 Groat Road, Edmonton, Alberta Canada T5M 3K6 | provincial sport authority for swimming | Board Director | 08/2019 start | 4 hours per month | Governance role including finance and audit. There is a GIC stability portfolio. 3. Pembina Institute | Non-investment related | 322 11 Ave SW #802, Calgary, AB T2R 0C5 | Non-profit focused on energy transition research and policy advocacy | Board Director | 06/2022 start | 4 hours per month | Governance role including finance and audit. There is a GIC stability portfolio. 4. Alberta Ecotrust | Investment related | 305 10 Ave SE #250, Calgary, AB T2G 0W2 | Environmental NGO focused on GHG and land use | Investment committee member | 06/2020 start | 4 hours per month | Investment committee steers and approves investment policy and decisions made by staff. Portfolio is primarily outsourced to a fund manager, but we also pursue local direct impact investments (not public securities). 5. Rockmount Capital Corporation | Investment related | 305 999 8th street SW, Calgary, AB T2R 1J5 | Will become a capital pool corporation seeking qualifying transaction (a smaller version of a SPAC)| Independent director | 09/2022 start | 4 hours per month | Governance role. The corporation is newly formed and has no operations.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PP
PACIFICA PARTNERS CAPITAL MANAGEMENT INC.

PACIFICA PARTNERS CAPITAL MANAGEMENT INC.

CRD#: 162313 / SEC#: 801-75541
RIA
Registered Investment Advisory firm - SEC (5/29/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Washington
(9/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas Alexander Holloway's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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