AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
RP

Robert N. Petrucelli

LEVEL MARKETS
Boston, MA 02110
Some features on this profile are disabled
CRD#: 7632188
RP

Professional summary

Robert Nicholas Petrucelli III, who also goes by Rob Petrucelli, Robbie Petrucelli, Robert Nicholas Petrucelli, is a registered financial professional currently at LEVEL MARKETS, LLC located in Boston, Massachusetts.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2023. Robert has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rob Petrucelli | Robbie Petrucelli | Robert Nicholas Petrucelli

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Nicholas Petrucelli III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 6, 2023 - Present

LEVEL MARKETS, LLC

Office #1: 99 Summer Street Suite 1700, Boston, MA 02110
BD
CRD#: 171752
Boston, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/30/2023)
RR
Colorado
(10/11/2023)
RR
Connecticut
(11/30/2023)
RR
Georgia
(11/30/2023)
RR
Illinois
(11/30/2023)
RR
Maryland
(10/11/2023)
RR
Massachusetts
(11/30/2023)
RR
New Jersey
(11/30/2023)
RR
New York
(11/30/2023)
RR
North Carolina
(11/30/2023)
RR
Ohio
(12/2/2023)
RR
Pennsylvania
(11/30/2023)
RR
Texas
(11/30/2023)
RR
Vermont
(11/30/2023)
RR
Virginia
(11/30/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 11/30/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/6/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/5/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LM
LEVEL MARKETS, LLC
BEACON TRADING & ANALYTICS LLC | LUMINEX TRADING & ANALYTICS LLC | LEVEL MARKETS, LLC | KEZAR TRADING, LLC

CRD#: 171752 / SEC#: , 8-69476

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
99 Summer Street Suite 1700, Boston, MA 02110
Mailing Address
99 Summer Street Suite 1700, Boston, MA 02110
Phone number
(617) 286-8080
Established
Delaware since 04/28/2014
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
LEVEL HOLDINGS, LLCOWNER
DOLAN, JAMES CHRISTOPHERCHIEF COMPLIANCE OFFICER3219968
HAGEN, DAVID WALTERCHIEF PRODUCT OFFICER2101752
LINARES, JOHN FITZGERALDGENERAL COUNSEL, CORPORATE SECRETARY3104547
MIELE, STEPHEN RCHIEF EXECUTIVE OFFICER2645590
STUPAY, MICHAEL ELLIOTFINOP,PRINCIPAL OPERATIONS OFFICER, PRINCIPAL FINANCIAL OFFICER2287906

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEVEL MARKETS, LLC

CRD#: 171752Boston, MA 02110

TRUST BUT VERIFY

Monitor Robert Petrucelli

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Martin Lee Robbins II
Martin RobbinsAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Norwell, MA
TR
Tamara RoseAdvisorCheck Check Mark
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
RR
BOSTON, MA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics