Cody J. Columna

DUCERE WEALTH MANAGEMENT

NEWPORT BEACH, CA 92660

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CRD#: 7631202

Professional summary

Cody James Columna is a registered financial advisor currently at DUCERE WEALTH MANAGEMENT located in Newport Beach, California.

Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Cody has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody James Columna's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 28, 2025 - Present

DUCERE WEALTH MANAGEMENT

Office #1: 1401 Dove Street Suite 630, Newport Beach, CA 92660

RIA

CRD#: 337471

NEWPORT BEACH, CA

Past

October 17, 2023 - June 18, 2025

FIRST FOUNDATION ADVISORS

RIA

CRD#: 106075

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/16/2023

Uniform Investment Adviser Law Examination

Current Firm

DUCERE WEALTH MANAGEMENT

DUCERE WEALTH MANAGEMENT | DUCERE WEALTH MANAGEMENT, LLC

CRD#: 337471 / SEC#: 801-133896

RIA

Registered Investment Advisory firm - (7/17/2025 120-Day Approval)

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Contact information

Main Address

1401 Dove Street Suite 630, Newport Beach, CA 92660

Mailing Address

Phone number

(714) 393-0959

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DUCERE WEALTH MANAGEMENT PART 2A (10/13/2025)

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 329,754,505

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Cody J. Columna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cody James Columna's CRS (Customer Relationship Summary).

Certified licenses

Experience

DUCERE WEALTH MANAGEMENT

FIRST FOUNDATION ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/16/2023

Current Firm

DUCERE WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DUCERE WEALTH MANAGEMENT

TRUST BUT VERIFY

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