AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BW

Brian P. Wong

PANTEK SECURITIES LLC
San Juan, PR 00907
Some features on this profile are disabled
CRD#: 7630684
BW

Professional summary

Brian P Wong is a registered financial professional currently at PANTEK SECURITIES LLC located in San Juan, .

Brian is registered as a RR (Registered Representative) and started their career in finance in 2023. Brian has worked at 1 firm and has passed the Series 63, Series 79TO, Series 82TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian P Wong's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 9, 2023 - Present

PANTEK SECURITIES LLC

Office #1: 954 Ave Ponce De Leon, Suite #403b, San Juan, PR 00907
BD
CRD#: 302091
San Juan, PR

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/9/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 2/17/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/17/2025
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 12/16/2022
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 4/1/2021
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PS
PANTEK SECURITIES LLC
PANTEK PARTNERS ADVISORS LLC | PANTEK SECURITIES LLC | PANTEK PARTNERS ADVISORS, LLC.

CRD#: 302091 / SEC#: , 8-70345

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
954 Ave Ponce De Leon Suite #403b, San Juan, PR 00907
Mailing Address
954 Ave Ponce De Leon Suite #403, San Juan, PR 00907
Phone number
(858) 605-1607
Established
Puerto Rico since 02/14/2019
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BELL, JOHN EDWARDPRESIDENT/CEO/CCO/MANAGING MEMBER4106566
SAMSON, EDWARD GREGORYFINOP/PFO/POO2041321

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PANTEK SECURITIES LLC

CRD#: 302091San Juan, PR 00907

TRUST BUT VERIFY

Monitor Brian Wong

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

JL
Justin LizamaAdvisorCheck Check Mark
SIMPLE FINANCIAL, LLC
IAR
West Jordan, UT
Sarah Allison Darling
Sarah DarlingAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
EPHRATA, PA
Brennan William Fontana
Brennan FontanaAdvisorCheck Check Mark
LIDO
IAR
San Diego, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.