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FE

Fred Ehrman

CRD# 76300·Registered 1970 - 2015
Previously Registered: Being a previously registered professional could mean that Fred is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Fred Ehrman was a registered financial advisor. Fred was a previously registered financial professional and started their career in finance 1970 - 2015. Fred had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 4 and Series 00 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

68 years in the financial services industry

Current & Past Employments

BMI CAPITAL LLC·CRD# 105207
RIA
New York, NY
October 30, 2013 - September 11, 2015
BREAN CAPITAL, LLC·CRD# 23723
BD
New York, NY
November 1, 2005 - September 11, 2015
BREAN MURRAY & CO., INC.·CRD# 7541
BD
New York, NY
March 12, 1998 - March 14, 2006
SHUFRO, ROSE & CO., LLC·CRD# 3403
BD
New York, NY
January 16, 1970 - February 19, 1998

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Current Firm

BC
BMI CAPITAL LLC

BMI CAPITAL CORPORATION | BMI CAPITAL LLC

CRD#: 105207 / SEC#: 801-15483

Contact Information

Main Address

1345 Avenue Of Americas 29th Floor, New York, NY 10105

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3-31-2015) (3/31/2015)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 1992About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1979About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2015About the SIE exam

Series 1 — Registered Representative Examination

Passed Nov 1958

Series 4 — Registered Options Principal Examination

Passed Apr 1976About the Series 4 exam

Series 00 — General Securities Principal Examination

Passed Jan 1966

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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