Fred Ehrman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fred Ehrman was a registered financial professional .
Fred is a previously registered financial professional and started their career in finance in 1970. Fred had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2013 - September 11, 2015
BMI CAPITAL LLC
November 1, 2005 - September 11, 2015
BREAN CAPITAL, LLC
March 12, 1998 - March 14, 2006
BREAN MURRAY & CO., INC.
January 16, 1970 - February 19, 1998
SHUFRO, ROSE & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/20/1958
Registered Representative ExaminationSeries 00
Date: 1/17/1966
General Securities Principal ExaminationCurrent Firm
BMI CAPITAL LLC
CRD#: 105207 / SEC#: 801-15483
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
