Alexander Kanellopoulos

DREAMVISION CAPITAL

INDIANAPOLIS, IN

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CRD#: 7628980

Professional summary

Alexander Kanellopoulos, who also goes by Alex Kanellopoulos, Alexander John Kanellopoulos, is a registered financial advisor currently at DREAMVISION CAPITAL located in Indianapolis, Indiana and ERNST & YOUNG INVESTMENT ADVISERS LLP located in Indianapolis, Indiana.

Alexander is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Alexander has worked at 7 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Kanellopoulos | Alexander John Kanellopoulos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Kanellopoulos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2024 - Present

DREAMVISION CAPITAL

RIA

CRD#: 332409

INDIANAPOLIS, IN

Current

June 6, 2025 - Present

ERNST & YOUNG INVESTMENT ADVISERS LLP

Office #2: 111 Monument Circle Suite 3100, Indianapolis, IN 46204

RIA

CRD#: 110921

Indianapolis, IN

Current

September 25, 2024 - Present

THE LEADERS GROUP, INC.

Office #1: 475 Springfield Ave, Summit, NJ 07901

CRD#: 37157

SUMMIT, NJ

Past

June 14, 2024 - June 26, 2024

OSAIC WEALTH, INC.

RIA

CRD#: 23131

INDIANAPOLIS, IN

Past

June 14, 2024 - June 26, 2024

OSAIC WEALTH, INC.

CRD#: 23131

INDIANAPOLIS, IN

Past

April 19, 2024 - June 14, 2024

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

INDIANAPOLIS, IN

Past

April 19, 2024 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

INDIANAPOLIS, IN

Past

December 22, 2022 - April 4, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

INDIANAPOLIS, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(9/25/2024)

Indiana
(9/25/2024)

IAR

Indiana
(9/26/2024)

Wisconsin
(9/25/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/22/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/22/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

DREAMVISION CAPITAL

DREAMVISION CAPITAL | DREAMVISION CAPITAL, LLC

CRD#: 332409 / SEC#:

Indiana

Registered Investment Advisory firm - (9/26/2024 Approved)

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Contact information

Main Address

Indianapolis, IN

Mailing Address

Phone number

(317) 930-1570

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander Kanellopoulos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Kanellopoulos's CRS (Customer Relationship Summary).

Certified licenses

Experience

DREAMVISION CAPITAL

ERNST & YOUNG INVESTMENT ADVISERS LLP

THE LEADERS GROUP, INC.

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2023

Series 7TO

Date: 12/22/2022

SIE

Date: 12/22/2022

FINRA

Current Firm

DREAMVISION CAPITAL

Contact information

Documents

Red Flags

Company Information

DREAMVISION CAPITAL

TRUST BUT VERIFY

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