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MC

Matthew A. Chase

ANACAPA FINANCIAL
Ventura, CA 93003
Some features on this profile are disabled
CRD#: 7628742
MC

Professional summary

Matthew Alan Chase, who also goes by Matt Chase, is a registered financial advisor currently at ANACAPA FINANCIAL, LLC located in Ventura, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Matthew has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Matt Chase

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Alan Chase's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2026 - Present

ANACAPA FINANCIAL, LLC

Office #1: 1363 Donlon Street #5, Ventura, CA 93003
RIA
CRD#: 305365
Ventura, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(1/20/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/15/2026
Uniform Investment Adviser Law Examination

Current Firm

AF
ANACAPA FINANCIAL, LLC
ANACAPA FINANCIAL, LLC

CRD#: 305365 / SEC#:

California
Registered Investment Advisory firm - (10/28/2019 Approved)
Texas
Registered Investment Advisory firm - (5/23/2023 Conditional Restricted)
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Contact information

Main Address
1363 Donlon Street #5, Ventura, CA 93003
Mailing Address
Phone number
(805) 715-3536
Established
Firm type
Fiscal year end
# of Employees
5

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts525
AUM (Assets Under Management)$ 68,740,629

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ANACAPA FINANCIAL, LLC

CRD#: 305365Ventura, CA 93003

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