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Cassidy J. Butler

A & I WEALTH MANAGEMENT
Lone Tree, CO 80112
Some features on this profile are disabled
CRD#: 7628458
CB

Professional summary

Cassidy J Butler, who also goes by Cassidy J Devries, is a registered financial advisor currently at A & I WEALTH MANAGEMENT located in Lone Tree, Colorado and GENEOS WEALTH MANAGEMENT, INC. located in Lone Tree, Colorado.

Cassidy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Cassidy has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Cassidy J Devries

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RIA DBA: A&I FINANCIAL SERVICES LLC DBA A&I WEALTH MANAGEMENT- IAR LOCATED AT BRANCH LOCATION. 2) INDEPENDENT REP WITH VARIOUS INSURANCE CARRIERS FOR FIXED INSURANCE SALES ONLY. 3) WILL WORK AS A REGISTERED ASSISTANT FOR A&I WEALTH MANAGEMENT. 4) MISSION HILLS CHURCH-EDUCATION COORDINATOR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cassidy J Butler's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 14, 2025 - Present

A & I WEALTH MANAGEMENT

Office #1: 9605 Kingston Court Suite 190, Lone Tree, CO 80112
RIA
CRD#: 148357
Lone Tree, CO
Current

August 6, 2024 - Present

GENEOS WEALTH MANAGEMENT, INC.

Office #1: 9605 Kingston Court Suite 190, Lone Tree, CO 80112
RIA
BD
CRD#: 120894
Lone Tree, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
A&
A & I WEALTH MANAGEMENT
A & I FINANCIAL SERVICES, LLC | A & I WEALTH MANAGEMENT

CRD#: 148357 / SEC#: 801-69819

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/2/2025)
RR
Colorado
(8/30/2024)
IAR
Colorado
(2/14/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/23/2024
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/5/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/15/2024
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

A&
A & I WEALTH MANAGEMENT
A & I FINANCIAL SERVICES, LLC | A & I WEALTH MANAGEMENT

CRD#: 148357 / SEC#: 801-69819

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)
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Contact information

Main Address
9605 Kingston Court Suite 190, Lone Tree, CO 80112
Mailing Address
Phone number
(303) 690-5070
Established
Firm type
Fiscal year end
# of Employees
9

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PART 2A (2/22/2025)

Regulatory assets under management

Total Number of Accounts2,261
AUM (Assets Under Management)$ 463,877,312

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

A & I WEALTH MANAGEMENT

CRD#: 148357Lone Tree, CO 80112

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