Keith A. Lewis

OMEGA WEALTH PRIVATE CAPITAL LLC

Cincinnati, OH 45249

Some features on this profile are disabled

CRD#: 7628252

Professional summary

Keith A Lewis is a registered financial advisor currently at OMEGA WEALTH PRIVATE CAPITAL LLC located in Cincinnati, Ohio.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Keith has worked at 2 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith A Lewis's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 3, 2025 - Present

OMEGA WEALTH PRIVATE CAPITAL LLC

Office #1: 7870 E. Kemper Road #430, Cincinnati, OH 45249

RIA

CRD#: 318012

Cincinnati, OH

Past

July 25, 2023 - February 18, 2025

W&S BROKERAGE SERVICES, INC.

RIA

CRD#: 8099

FORT WRIGHT, KY

Past

September 22, 2022 - February 18, 2025

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

FORT WRIGHT, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/18/2025)

IAR

Kentucky
(3/18/2025)

IAR

Ohio
(3/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/24/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/18/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 9/22/2022

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 8/29/2022

Securities Industry Essentials Examination

Current Firm

OMEGA WEALTH PRIVATE CAPITAL LLC

OLSON & WILSON PRIVATE CAPITAL LLC | OMEGA WEALTH PRIVATE CAPITAL LLC

CRD#: 318012 / SEC#:

Indiana

Registered Investment Advisory firm - (11/9/2023 Approved)

Kentucky

Registered Investment Advisory firm - (7/13/2022 Approved)

Ohio

Registered Investment Advisory firm - (1/24/2022 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7870 E. Kemper Road #430, Cincinnati, OH 45249

Mailing Address

Phone number

(513) 657-1072

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	427
AUM (Assets Under Management)	$ 49,028,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jamie Powell

CAPITAL ADVISORY SERVICES, LLC

IAR

West Chester, OH

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Keith A. Lewis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith A Lewis's CRS (Customer Relationship Summary).

Certified licenses

Experience

OMEGA WEALTH PRIVATE CAPITAL LLC

W&S BROKERAGE SERVICES, INC.

W&S BROKERAGE SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/24/2023

Series 63

Date: 10/18/2022

Series 6TO

Date: 9/22/2022

SIE

Date: 8/29/2022

Current Firm

OMEGA WEALTH PRIVATE CAPITAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OMEGA WEALTH PRIVATE CAPITAL LLC

TRUST BUT VERIFY

Similar Advisors