Jon M. Hogan

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

Minneapolis, MN 55402

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CRD#: 7626608

Professional summary

Jon Michael Hogan is a registered financial advisor currently at SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC located in Minneapolis, Minnesota.

Jon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jon has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Name: Hogan Enterprises LLC Position: Partner/President Business: Personal Investment Club Address: 15256 Isetta Street NE, Ham Lake, MN 55304 Nature of Business: Investing in publicly traded securities with friends Start date: 7/1/2021 Time Commitment: 10 hours per month During securities trading hours: 1 hour per month Duties: My duties pertaining to this other business revolve around raising capital, conducting meetings, and executing trades.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Michael Hogan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 30, 2022 - Present

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

Office #1: 50 South 6th Street, Suite 1405, Minneapolis, MN 55402

RIA

CRD#: 147384

Minneapolis, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

INVESTMENT ADVISER SERVICES, LLC | SDW WEALTH ADVISORS | SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

CRD#: 147384 / SEC#: 801-69248

RIA

Registered Investment Advisory firm - (6/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/30/2022

Uniform Investment Adviser Law Examination

Current Firm

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

INVESTMENT ADVISER SERVICES, LLC | SDW WEALTH ADVISORS | SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

CRD#: 147384 / SEC#: 801-69248

RIA

Registered Investment Advisory firm - (6/12/2008 Approved)

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Contact information

Main Address

50 South 6th Street, Suite 1405, Minneapolis, MN 55402

Mailing Address

Phone number

(612) 355-4360

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	1,978
AUM (Assets Under Management)	$ 644,418,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jon M. Hogan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jon Michael Hogan's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

Primary Firm SEC Registration

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/30/2022

Current Firm

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SCHWARZ DYGOS WHEELER INVESTMENT ADVISORS LLC

TRUST BUT VERIFY

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