Donald E. Ehrlich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Edward Ehrlich was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1962. Donald had worked at 15 firms and has passed the Series 63, Series 1, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 1995 - January 1, 1996
SPECTRUM SECURITIES, INC.
June 16, 1993 - February 15, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
April 3, 1991 - May 19, 1992
CENTEX SECURITIES, INCORPORATED
May 4, 1989 - July 25, 1989
EQUITY PROGRAMS CORPORATION
September 13, 1984 - November 11, 1986
GREENFIELD/CAMPBELL, INC.
January 5, 1981 - July 27, 1984
PAULSON INVESTMENT COMPANY LLC
June 13, 1980 - January 12, 1981
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
January 18, 1978 - July 22, 1980
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
February 13, 1975 - July 23, 1980
BELFORD HAMMERBECK, INC
February 7, 1974 - May 5, 1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
November 27, 1973 - February 10, 1974
ROBERTS, SCOTT & CO., INC.
December 13, 1972 - January 10, 1974
E. F. HUTTON & COMPANY INC
January 22, 1969 - December 24, 1972
HINKLE & LAMEAR, INC.
August 10, 1962 - February 5, 1973
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/10/1962
Registered Representative ExaminationSeries 40
Date: 1/12/1968
Registered Principal ExaminationCurrent Firm
SPECTRUM SECURITIES, INC.
CRD#: 29305 / SEC#: , 8-44217
Contact information
Documents
Red Flags
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