JJ
John D. Jones
PROSPERITY CAPITAL ADVISORS
Newberry, FL 32669
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CRD#: 7625391
JJ
Professional summary
John Douglas Jones is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Newberry, Florida.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) John Jones is the Owner of Jones Farm & Custom, LLC which consists of beef cattle production and custom harvesting and applications. John spends approximately four hours per week during trading hours except during fall harvest where he spends approximately twenty hours per week during trading hours. This is not an investment related activity. 2) Mr. Jones is a licensed insurance agent. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. Mr. Jones spends approx. 10 hrs/week during trading hours on this activity. 3) John Jones works as a tax preparer of Heritage Tax Advisors LLC which is a tax preparation business. John spends roughly twenty hours per week during trading hours during tax season and roughly eight hours per month during trading hours during the tax offseason on this activity. This is not an investment related activity. 4) John Jones is the Owner of Blackwater Accounting & Tax Advisors, LLC. In this role John prepares tax documents for other accounting firms and individuals. Mr. Jones spends approximately eight hours per week on this activity during trading hours during tax season. Mr. Jones spends approximately zero hours per month on this activity when it is not tax season. This is not an investment related activity. 5) John's firm, Heritage Financial, LLC, and the members of the firm work with Estate Plan Navigator to work with clients in creating estate planning documents such as wills, powers of attorney, etc.. John may receive compensation from Estate Plan Navigator for this activity. John spends 10 hours per month during trading hours and zero hours per month during non-trading hours on this activity. This is not an investment related activity. 6) John Jones is on the board of directors for Florida Farm Bureau Gilchrist County. In this role, Mr. Jones provides leadership and governance to the organization. This is a non-investment related volunteer role and Mr. Jones spends approximately three hours per month during non-trading hours on this activity. 7) John Jones is the County Treasurer for the Florida Farm Bureau Gilchrist County. In this role, Mr. Jones provides guidance in budget preparation and provides updates monthly to the board of directors. This is a non-investment related volunteer role and Mr. Jones spends approximately two hours per month during non-trading hours on this activity. 8) John Jones is the Chair for the Young Farmers and Ranchers Committee. In this role, Mr. Jones acts as a liaison between the committee and the county board. This is a non-investment related volunteer role and Mr. Jones spends approximately six hours per month during non-trading hours on this activity. 9) John Jones is on the Florida Farm Bureau Gilchrist County State Budget Advisory Committee. In this role, Mr. Jones assists in policy development and help guide the state board of directors on pertinent issues facing agriculture. This is a non-investment related volunteer role and Mr. Jones spends approximately four hours per month during non-trading hours on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view John Douglas Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 26, 2022 - Present
PROSPERITY CAPITAL ADVISORS
Office #1: 25125 West Newberry Road, Newberry, FL 32669RIA
CRD#: 156480
Newberry, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(9/26/2022)
Current Firm
PC
PROSPERITY CAPITAL ADVISORS
C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS
CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - (3/22/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
30400 Detroit Road Suite 201, Westlake, OH 44145
Mailing Address
Phone number
(888) 240-0064
Established
Firm type
Fiscal year end
# of Employees
202
SEC notice filing (42 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,823 |
| AUM (Assets Under Management) | $ 3,684,966,200 |
Red Flags
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