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JJ

John Douglas Jones

PROSPERITY CAPITAL ADVISORS
Alachua, FL
·CRD# 7625391·4 years registered

Professional Summary

John Douglas Jones is a registered financial advisor currently at PROSPERITY CAPITAL ADVISORS located in Alachua, Florida. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. John has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years registered in the securities industry

Current & Past Employments

Current

PROSPERITY CAPITAL ADVISORSCurrent·CRD# 156480
RIA
13500 Progress Blvd., Alachua, FL 32615
September 26, 2022 - Present

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Current Firm

PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

Contact Information

Main Address

30400 Detroit Road Suite 201, Westlake, OH 44145

Phone Number

(888) 240-0064

# of Employees

244

SEC notice filing (42 States and Territories)

Registered to provide investment advisory services in 42 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCA PART 2A 2026 (3/23/2026)

Regulatory Assets Under Management

Total Number of Accounts

16,541

AUM (Assets Under Management)

$4,385,706,161

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) John Jones is the Owner of Jones Farm & Custom, LLC which consists of beef cattle production and custom harvesting and applications. John spends approximately four hours per week during trading hours except during fall harvest where he spends approximately twenty hours per week during trading hours. This is not an investment related activity. 2) John Jones is a licensed insurance agent conducting business from his registered location. In this capacity, he may offer fixed insurance products including but not to limited life insurance, annuities, disability insurance, long term care insurance and Medicare supplements and receives normal and customary commissions as a result of any sales. In addition, he may receive other compensation such as fixed life trails. John Jones spends approx. 10 hrs/week during trading hours on this activity. 3) John Jones works as a tax preparer of Heritage Tax Advisors LLC which is a tax preparation business. John spends roughly twenty hours per week during trading hours during tax season and roughly eight hours per month during trading hours during the tax offseason on this activity. This is not an investment related activity. 4) John Jones is the Owner of Blackwater Accounting & Tax Advisors, LLC. In this role John prepares tax documents for other accounting firms and individuals. Mr. Jones spends approximately eight hours per week on this activity during trading hours during tax season. Mr. Jones spends approximately zero hours per month on this activity when it is not tax season. This is not an investment related activity. 5) John's firm, Heritage Financial, LLC, and the members of the firm work with Estate Plan Navigator to work with clients in creating estate planning documents such as wills, powers of attorney, etc.. John may receive compensation from Estate Plan Navigator for this activity. John spends 10 hours per month during trading hours and zero hours per month during non-trading hours on this activity. This is not an investment related activity. 6) John Jones is on the board of directors for Florida Farm Bureau Gilchrist County. In this role, Mr. Jones provides leadership and governance to the organization. This is a non-investment related volunteer role and Mr. Jones spends approximately three hours per month during non-trading hours on this activity. 7) John Jones is the County Treasurer for the Florida Farm Bureau Gilchrist County. In this role, Mr. Jones provides guidance in budget preparation and provides updates monthly to the board of directors. This is a non-investment related volunteer role and Mr. Jones spends approximately two hours per month during non-trading hours on this activity. 8) John Jones is the Chair for the Young Farmers and Ranchers Committee. In this role, Mr. Jones acts as a liaison between the committee and the county board. This is a non-investment related volunteer role and Mr. Jones spends approximately six hours per month during non-trading hours on this activity. 9) John Jones is on the Florida Farm Bureau Gilchrist County State Budget Advisory Committee. In this role, Mr. Jones assists in policy development and help guide the state board of directors on pertinent issues facing agriculture. This is a non-investment related volunteer role and Mr. Jones spends approximately four hours per month during non-trading hours on this activity. 10) John Jones works with the local chapter of the American Financial Education Alliance (AFEA). Mr. Jones conducts seminars to help eliminate financial illiteracy as part of his marketing efforts. Mr. Jones spends approximately ten hours per month on this activity during non-trading hours. There are no product sales or company names mentioned at these seminars.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PROSPERITY CAPITAL ADVISORS

C2P CAPITAL ADVISORY GROUP, LLC | WEALTH LOGIC SOLUTIONS | UNITED FINANCIAL SOLUTIONS | THE SMITH GROUP TAX & WEALTH ADVISORS | THE JL SMITH GROUP | THE CHAMBERLIN GROUP | PROSPERITY CAPITAL ADVISORS

CRD#: 156480 / SEC#: 801-72187
RIA
Registered Investment Advisory firm - SEC (3/22/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(9/26/2022)
IAR
Texas
(5/29/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2022About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view John Douglas Jones's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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