Matthew B. Silvey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Brian Silvey, who also goes by Matthew Silvey, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2023. Matthew had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 13, 2024 - July 16, 2026
UPTICK PARTNERS, LLC
October 3, 2023 - April 11, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
April 24, 2023 - April 11, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
UPTICK PARTNERS, LLC
CRD#: 324250 / SEC#: 801-127235
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/24/2023
General Securities Representative ExaminationCurrent Firm
UPTICK PARTNERS, LLC
CRD#: 324250 / SEC#: 801-127235
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,583 |
| AUM (Assets Under Management) | $ 688,095,249 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
