Hunter J. Stobaugh
Professional summary
Hunter Jake Stobaugh is a registered financial advisor currently at MARINER INDEPENDENT located in Overland Park, Kansas.
Hunter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Hunter has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Hunter Jake Stobaugh's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2026 - Present
MARINER INDEPENDENT
Office #1: 5700 W. 112th St. Ste. 500, Overland Park, KS 66211October 24, 2024 - March 18, 2026
PARK AVENUE SECURITIES LLC
September 13, 2024 - March 18, 2026
PARK AVENUE SECURITIES LLC
Primary Firm SEC Registration
MARINER INDEPENDENT
CRD#: 305418 / SEC#: 801-117332
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/17/2026)
(4/17/2026)
Exams
Series 7TO
Date: 9/13/2024
General Securities Representative ExaminationCurrent Firm
MARINER INDEPENDENT
CRD#: 305418 / SEC#: 801-117332
Contact information
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,412 |
| AUM (Assets Under Management) | $ 5,615,227,678 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/05/2024 | ||
| 12/15/2023 |
Red Flags
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