AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
CL

Cullen Lynch

LPL FINANCIAL
ROCHESTER, NY
·CRD# 7623604·4 years experience

Professional Summary

Cullen Lynch, who also goes by Cullen Patrick Lynch, is a registered financial advisor currently at LPL FINANCIAL LLC located in Rochester, New York and ESL INVESTMENT SERVICES, LLC located in Rochester, New York. Cullen is registered as a RR (Registered Representative) and started their career in finance in 2022. Cullen has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Cullen Patrick Lynch

Blog Corner

Similar Advisors

Mark Oconnell Downey II
Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#
View profile
Shawnnah Sprague
Shawnnah Sprague

LINCOLN INVESTMENT

ROCHESTER, NY · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Mark Oconnell Downey II
Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#
DD
Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#
Shawnnah Sprague
Shawnnah Sprague

LINCOLN INVESTMENT

ROCHESTER, NY · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Mark Oconnell Downey II
Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#
DD
Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#
Shawnnah Sprague
Shawnnah Sprague

LINCOLN INVESTMENT

ROCHESTER, NY · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Mark Oconnell Downey II
Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#
DD
Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#
Shawnnah Sprague
Shawnnah Sprague

LINCOLN INVESTMENT

ROCHESTER, NY · CRD#

Years of Experience

4 years in the financial services industry

Current & Past Employments

LPL FINANCIAL LLC·CRD# 6413
RIA
BD
3169 Chili Avenue, Rochester, NY 14624
May 9, 2024 - Present
ESL INVESTMENT SERVICES, LLC·CRD# 139176
BD
3169 Chili Avenue, Rochester, NY 14624
June 4, 2024 - Present
EQUITABLE ADVISORS, LLC·CRD# 6627
BD
Williamsville, NY
October 11, 2022 - December 18, 2023

Similar Advisors

Mark Oconnell Downey II
Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#
DD
Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#
Shawnnah Sprague
Shawnnah Sprague

LINCOLN INVESTMENT

ROCHESTER, NY · CRD#

Current Firm

EI
ESL INVESTMENT SERVICES, LLC

ESL INVESTMENT SERVICES, LLC

CRD#: 139176 / SEC#: 8-67195
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

225 Chestnut Street, Rochester, NY 14604

Mailing Address

225 Chestnut Street, Rochester, NY 14604

Phone Number

(585) 339-4475

Established

New York since 04/24/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (1 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ESL HOLDCO LLCOWNER—
DONAHOE, JOELLE LAURENCCO, AMLCO AND COMPLIANCE MANAGER2678810
IACOBELLI, LEOPRESIDENT/COO/EXECUTIVE REP1717602
ROCHE, PASCAL AFINOP/ PFO/ POO5920968

Similar Advisors

Mark Oconnell Downey II
Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#
DD
Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#
Shawnnah Sprague
Shawnnah Sprague

LINCOLN INVESTMENT

ROCHESTER, NY · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Mark Oconnell Downey II
Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#
DD
Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#
Shawnnah Sprague
Shawnnah Sprague

LINCOLN INVESTMENT

ROCHESTER, NY · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(5/9/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 2022About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Aug 2022About the SIE exam
FINRA
SRO Registrations

Similar Advisors

Mark Oconnell Downey II
Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#
DD
Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#
Shawnnah Sprague
Shawnnah Sprague

LINCOLN INVESTMENT

ROCHESTER, NY · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Cullen Lynch's CRS (Customer Relationship Summary).

Similar Advisors

Mark Oconnell Downey II
Mark Oconnell Downey II

RAYMOND JAMES & ASSOCIATES, INC.

ROCHESTER, NY · CRD#
DD
Donald Devitto

RBC CAPITAL MARKETS, LLC

ROCHESTER, NY · CRD#
Shawnnah Sprague
Shawnnah Sprague

LINCOLN INVESTMENT

ROCHESTER, NY · CRD#
CL
Follow Cullen
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required