JC
Jordan Caceres
INVEX, LLC.
Coral Gables, FL 33134
Some features on this profile are disabled
CRD#: 7623535
JC
Professional summary
Jordan Caceres is a registered financial professional currently at INVEX, LLC. located in Coral Gables, Florida.
Jordan is registered as a RR (Registered Representative) and started their career in finance in 2023. Jordan has worked at 1 firm and has passed the Series 99TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jordan Caceres's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 17, 2023 - Present
INVEX, LLC.
Office #1: 2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134BD
CRD#: 30032
Coral Gables, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 6/17/2023
Operations Professional ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IL
INVEX, LLC.
INVEX, INC. | INVEX, LLC.
CRD#: 30032 / SEC#: , 8-44695
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
Loading...
Contact information
Main Address
2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134
Mailing Address
2 Alhambra Plaza Suite Ph Ii, Coral Gables, FL 33134
Phone number
(786) 425-1717
Established
Delaware since 05/24/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (8 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
