Sean L. Kelly

KELLY WEALTH MANAGEMENT

ROYAL OAK, MI 48067

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CRD#: 7623299

Professional summary

Sean Lawrence Kelly is a registered financial advisor currently at KELLY WEALTH MANAGEMENT, INC. located in Royal Oak, Michigan.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sean has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Copper Partners II DBA Kelly Capital Partners; Investment Related; 29100 Northwestern Highway, Suite 320, Southfield MI 48034, Insurance Agent, Start 10/2023, 30 hr/mo during trading hours, sales of various insurance products.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Lawrence Kelly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2023 - Present

KELLY WEALTH MANAGEMENT, INC.

Office #1: 26676 Woodward Avenue, Royal Oak, MI 48067

RIA

CRD#: 328386

ROYAL OAK, MI

Past

September 12, 2022 - December 21, 2023

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

Southfield, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KELLY WEALTH MANAGEMENT, INC.

KELLY WEALTH MANAGEMENT | KELLY WEALTH MANAGEMENT, INC.

CRD#: 328386 / SEC#: 801-129066

RIA

Registered Investment Advisory firm - (11/15/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(12/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/24/2022

Uniform Investment Adviser Law Examination

Current Firm

KELLY WEALTH MANAGEMENT, INC.

KELLY WEALTH MANAGEMENT | KELLY WEALTH MANAGEMENT, INC.

CRD#: 328386 / SEC#: 801-129066

RIA

Registered Investment Advisory firm - (11/15/2023 Approved)

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Contact information

Main Address

26676 Woodward Avenue, Royal Oak, MI 48067

Mailing Address

Phone number

(248) 262-7217

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (3/13/2025)

FORM ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	926
AUM (Assets Under Management)	$ 134,383,393

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean L. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Lawrence Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

KELLY WEALTH MANAGEMENT, INC.

J. W. COLE ADVISORS, INC.

Primary Firm SEC Registration

KELLY WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/24/2022

Current Firm

KELLY WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KELLY WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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