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CG

Connor Greenwood

HANSEATIC MANAGEMENT SERVICES
Albuquerque, NM 87109
Some features on this profile are disabled
CRD#: 7623192
CG

Professional summary

Connor Greenwood is a registered financial advisor currently at HANSEATIC MANAGEMENT SERVICES INC located in Albuquerque, New Mexico.

Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Connor has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Greenwood's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 4, 2024 - Present

HANSEATIC MANAGEMENT SERVICES INC

Office #1: 5600 Wyoming Ne Suite 220, Albuquerque, NM 87109
RIA
CRD#: 107110
Albuquerque, NM
Past

November 8, 2022 - March 31, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
WESTERVILLE, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HM
HANSEATIC MANAGEMENT SERVICES INC
HANSEATIC MANAGEMENT SERVICES INC

CRD#: 107110 / SEC#: 801-49508

RIA
Registered Investment Advisory firm - (6/27/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Mexico
(12/4/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/16/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/2/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 11/8/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/30/2022
Securities Industry Essentials Examination

Current Firm

HM
HANSEATIC MANAGEMENT SERVICES INC
HANSEATIC MANAGEMENT SERVICES INC

CRD#: 107110 / SEC#: 801-49508

RIA
Registered Investment Advisory firm - (6/27/1995 Approved)
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Contact information

Main Address
5600 Wyoming Ne Suite 220, Albuquerque, NM 87109
Mailing Address
Phone number
(505) 828-2824
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (5 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

HANSEATIC FORM ADV PART 2A AND 2B (3/31/2025)

Regulatory assets under management

Total Number of Accounts199
AUM (Assets Under Management)$ 134,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HANSEATIC MANAGEMENT SERVICES INC

CRD#: 107110Albuquerque, NM 87109

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