Paul S. Ehrenstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Samuel Ehrenstein was a registered financial advisor .
Paul is a previously registered financial advisor and started their career in finance in 1971. Paul had worked at 52 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 1, Series 53, Series 24, Series 4 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2015 - June 8, 2016
COLUMBUS ADVISORY GROUP, LTD.
June 6, 2012 - September 25, 2013
AVENDUS CAPITAL, INC.
September 29, 2011 - July 31, 2017
DMS CAPITAL SOLUTIONS, INC.
March 25, 2011 - October 17, 2013
BRANT POINT CAPITAL, LLC
September 14, 2010 - September 25, 2013
AVENDUS CAPITAL, INC.
July 22, 2010 - October 20, 2011
ALLEGRO SECURITIES LLC
January 26, 2010 - November 17, 2015
MD GLOBAL PARTNERS, LLC
July 15, 2009 - February 1, 2010
LEXICON PARTNERS (US) LLC
March 27, 2009 - August 14, 2009
MCC SECURITIES, INC.
November 6, 2008 - May 2, 2016
ZENITH AMERICAN SECURITIES CORPORATION
May 9, 2008 - September 1, 2009
GAVEKAL SECURITIES LLC
March 27, 2008 - July 21, 2009
HIGHLAND SECURITIES CO.
February 5, 2008 - December 8, 2008
COAST ASSET SECURITIES LLC
May 7, 2007 - March 12, 2013
CABOT LANE LLC
January 17, 2007 - March 2, 2007
PROCTOR INVESTMENT DISTRIBUTORS, LLC
March 6, 2006 - November 1, 2006
1ST WORLDWIDE FINANCIAL PARTNERS, LLC
March 6, 2006 - March 2, 2007
OVERTURE SECURITIES LLC
July 25, 2005 - January 26, 2015
ROBERT R. MEREDITH & CO., INC.
June 21, 2005 - May 2, 2007
CHARLES STREET SECURITIES, INC.
March 18, 2005 - May 31, 2007
SHELBOURNE SECURITIES, LLC
September 13, 2004 - February 8, 2006
UOB KAY HIAN (U.S.) INC.
July 8, 2004 - August 27, 2009
MANORHAVEN CAPITAL LLC
April 27, 2004 - August 7, 2019
KATALYST SECURITIES LLC
March 31, 2004 - October 5, 2004
DEUTSCHE IXE, LLC
December 12, 2003 - April 3, 2006
HANOVER CAPITAL SECURITIES INC.
January 10, 2003 - February 17, 2004
VCROSS CAPITAL MARKETS LLC
October 23, 2002 - January 6, 2003
VCROSS CAPITAL MARKETS LLC
September 23, 2002 - March 4, 2003
EMERALD BAY CAPITAL MANAGEMENT, LLC
August 2, 2002 - December 16, 2003
INVESTMENT SOLUTION, INC.
April 4, 2002 - December 1, 2003
DEBTX SECURITIES, INC.
October 12, 2001 - September 30, 2002
RAMIREZ TRADETREK SECURITIES LLC
July 2, 2001 - June 5, 2002
CONTINENTAL BORDERS TRADING CORPORATION
June 22, 2001 - November 9, 2001
TAI FOOK SECURITIES (U.S.) INC.
June 13, 2001 - July 12, 2002
BALFOUR INVESTORS INC.
June 12, 2001 - August 12, 2009
FOX RUN ALPHA FUND, L.P.
November 6, 2000 - February 26, 2003
LACONIA CAPITAL CORPORATION
April 24, 2000 - August 3, 2000
SIDOTI & COMPANY, LLC
September 3, 1999 - September 25, 2008
ZENITH AMERICAN SECURITIES CORPORATION
May 7, 1999 - April 19, 2005
NOLAN SECURITIES CORP.
May 3, 1999 - December 12, 2000
THINKEQUITY LLC
December 2, 1998 - December 3, 2001
SBX INC.
October 13, 1998 - January 29, 2002
HERMITAGE CAPITAL CORPORATION
July 16, 1998 - March 2, 2006
BONDS.COM LLC
June 29, 1998 - May 19, 2005
MILESTONE GROUP MANAGEMENT LLC
April 6, 1998 - June 3, 2010
CYGNI SECURITIES, LLC
March 13, 1998 - December 8, 1999
BCH SECURITIES INC.
June 11, 1996 - November 20, 1996
OSCAR GRUSS & SON INCORPORATED
May 13, 1996 - May 21, 1996
ANDREW, ALEXANDER, WISE & COMPANY INCORPORATED
October 17, 1995 - March 20, 1996
EULAV SECURITIES, INC.
February 18, 1992 - December 12, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
April 20, 1989 - March 1, 1991
AZIMUTH SECURITIES
February 8, 1988 - July 20, 1990
EDKO SECURITIES
September 26, 1978 - July 7, 1979
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 4, 1975 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
October 6, 1971 - December 22, 1987
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/8/2001
Limited Representative-Equity Trader ExamSeries 1
Date: 9/30/1971
Registered Representative ExaminationCurrent Firm
COLUMBUS ADVISORY GROUP, LTD.
CRD#: 126331 / SEC#: , 8-65875
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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