Tom Lau

ENVOY ADVISORY

Colorado Springs, CO 80918

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CRD#: 7622603

Professional summary

Tom Lau, who also goes by Kianpin Lau, is a registered financial advisor currently at ENVOY ADVISORY INC. located in Colorado Springs, Colorado.

Tom is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Tom has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kianpin Lau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tom Lau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 25, 2022 - Present

ENVOY ADVISORY INC.

Office #1: 5333 N Union Blvd Suite 200, Colorado Springs, CO 80918

RIA

CRD#: 306559

Colorado Springs, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENVOY ADVISORY INC.

ENVOY ADVISORY INC. | NEWCO ENVOY ADVISORY INC.

CRD#: 306559 / SEC#: 801-117870

RIA

Registered Investment Advisory firm - (12/23/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2022

Uniform Investment Adviser Law Examination

Current Firm

ENVOY ADVISORY INC.

ENVOY ADVISORY INC. | NEWCO ENVOY ADVISORY INC.

CRD#: 306559 / SEC#: 801-117870

RIA

Registered Investment Advisory firm - (12/23/2019 Approved)

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Contact information

Main Address

5333 N Union Blvd Suite 200, Colorado Springs, CO 80918

Mailing Address

Phone number

(888) 879-1376

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ENVOY ADVISORY INC. ADV PART 2A BROCHURE (7/1/2025)

ENVOY PART 2A APPENDIX 1 - WRAP PROGRAM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	2,543
AUM (Assets Under Management)	$ 533,897,719

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Tom Lau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tom Lau's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENVOY ADVISORY INC.

Primary Firm SEC Registration

ENVOY ADVISORY INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2022

Current Firm

ENVOY ADVISORY INC.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENVOY ADVISORY INC.

TRUST BUT VERIFY

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