Kobe Troyer

HUMMEL WEALTH MANAGEMENT

Berlin, OH 44610

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CRD#: 7622282

Professional summary

Kobe Troyer is a registered financial advisor currently at HUMMEL WEALTH MANAGEMENT, LLC located in Berlin, Ohio and THE O.N. EQUITY SALES COMPANY located in Berlin, Ohio.

Kobe is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Kobe has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Life Insurance; 4585 State Route 39 Berlin OH 44654; investment related; selling life insurance; insurance agent; 09/01/2022; 1 hour per month ( 1 hour during security trading hours). 2). Buffalo Black LLC; Not investment related; 6398 CR 203, Millersburg, OH 44654; Real Estate; Owner; 20 Hours/month(0 during securities trading hours); make offers to mineral owners and meet them to go over purchase agreements.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kobe Troyer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2023 - Present

HUMMEL WEALTH MANAGEMENT, LLC

Office #1: 4585 State Route 39, Berlin, OH 44610

RIA

CRD#: 143523

Berlin, OH

Current

May 26, 2023 - Present

THE O.N. EQUITY SALES COMPANY

Office #1: 4585 St Rt 39, Berlin, OH 44610

CRD#: 2936

Berlin, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Iowa
(5/10/2024)

Kansas
(5/30/2024)

Michigan
(5/24/2024)

Ohio
(8/16/2023)

IAR

Ohio
(11/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/16/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/26/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/28/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HUMMEL WEALTH MANAGEMENT, LLC

HUMMEL GROUP | HUMMEL WEALTH MANAGEMENT, LLC

CRD#: 143523 / SEC#: 801-79892

RIA

Registered Investment Advisory firm - (6/22/2016 Terminated)

Michigan

Registered Investment Advisory firm - (9/24/2025 Terminated)

Ohio

Registered Investment Advisory firm - (6/20/2016 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4585 State Route 39, Berlin, OH 44610

Mailing Address

P.o. Box 250, Berlin, OH 44610

Phone number

(330) 893-2600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kobe Troyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kobe Troyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUMMEL WEALTH MANAGEMENT, LLC

THE O.N. EQUITY SALES COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 8/16/2023

Series 7TO

Date: 5/26/2023

SIE

Date: 4/28/2023

FINRA

Current Firm

HUMMEL WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

HUMMEL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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