Nicole A. Karamales

HMV WEALTH ADVISORS

SHREVEPORT, LA 71101

CRD#: 7621901

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Professional summary

Nicole Alexandra Karamales, who also goes by Nicole A Vasquez, is a registered financial advisor currently at HMV WEALTH ADVISORS, LLC located in Shreveport, Louisiana.

Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Nicole has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Nicole A Vasquez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Alexandra Karamales's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 14, 2022 - Present

HMV WEALTH ADVISORS, LLC

Office #1: 333 Texas Street Suite 1525, Shreveport, LA 71101

RIA

CRD#: 297747

SHREVEPORT, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HMV WEALTH ADVISORS, LLC

CRD#: 297747 / SEC#: 801-127046

RIA

Registered Investment Advisory firm - (12/16/2022 Approved)

Louisiana

Registered Investment Advisory firm - (1/3/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/22/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(10/14/2022)

IAR

Texas
(1/3/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/14/2022

Uniform Investment Adviser Law Examination

Current Firm

HMV WEALTH ADVISORS, LLC

CRD#: 297747 / SEC#: 801-127046

RIA

Registered Investment Advisory firm - (12/16/2022 Approved)

Louisiana

Registered Investment Advisory firm - (1/3/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/22/2022 Terminated)

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Contact information

Main Address

333 Texas Street Suite 1525, Shreveport, LA 71101

Mailing Address

Phone number

(318) 517-6255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HMV WEALTH ADVISORS, LLC PART 2 (9/26/2025)

Regulatory assets under management

Total Number of Accounts	113
AUM (Assets Under Management)	$ 464,771,467

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2026	Cover Page	Report
03/31/2025	Cover Page	Report
02/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Nicole A. Karamales

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicole Alexandra Karamales's CRS (Customer Relationship Summary).

Certified licenses

Experience

HMV WEALTH ADVISORS, LLC

Primary Firm SEC Registration

HMV WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/14/2022

Current Firm

HMV WEALTH ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HMV WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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