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BV

Bradley J. Vallejo

WNC CAPITAL
Irvine, CA 92614-6404
CRD#: 7621742
Some features on this profile are disabled
BV
Bradley Jason VallejoWNC CAPITAL

Professional summary

Bradley Jason Vallejo, who also goes by Bradley Vallejo, is a registered financial professional currently at WNC CAPITAL CORPORATION located in Irvine, California.

Bradley is registered as a RR (Registered Representative) and started their career in finance in 2023. Bradley has worked at 1 firm and has passed the Series 63, Series 99TO, Series 22TO, SIE and Series 39 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bradley Vallejo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bradley Jason Vallejo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2023 - Present

WNC CAPITAL CORPORATION

Office #1: 17782 Skypark Circle, Irvine, CA 92614-6404Office #2: 17782 Skypark Circle, Irvine, CA 92614-6404
BD
CRD#: 36174
Irvine, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/31/2023)
RR
South Dakota
(4/16/2025)
RR
Washington
(3/16/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/31/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 5/31/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 22TO
Date: 12/29/2022
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/12/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 39
Date: 2/23/2023
Direct Participation Programs Principal Examination
SRO Registrations
RR
FINRA

Current Firm

WC
WNC CAPITAL CORPORATION
WNC CAPITAL CORPORATION

CRD#: 36174 / SEC#: , 8-47101

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
17782 Skypark Circle, Irvine, CA 92614-6404
Mailing Address
17782 Skypark Circle, Irvine, CA 92614-6404
Phone number
(714) 662-5565
Established
California since 02/23/1994
Firm type
Corporation
Fiscal year end
August
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
WNC & ASSOCIATES, INC.SHAREHOLDER
COOPER, WILFRED NDIRECTOR
COOPER, WILFRED NEWBURY JRDIRECTOR, CEO, PRESIDENT1966513
VALLEJO, BRADLEY JASONCCO/AMLCO7621742
WENK, MELANIE RAEFINOP/PFO/POO6244000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WNC CAPITAL CORPORATION

CRD#: 36174Irvine, CA 92614-6404

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