Cory D. Moscoso
Professional summary
Cory Dennis Moscoso, who also goes by Cory Moscoso, is a registered financial advisor currently at RHAME & GORRELL WEALTH MANAGEMENT located in The Woodlands, Texas.
Cory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Cory has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Cory Dennis Moscoso's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 21, 2024 - Present
RHAME & GORRELL WEALTH MANAGEMENT
Office #1: 1330 Lake Robbins Drive Suite 360, The Woodlands, TX 77380October 17, 2022 - September 29, 2023
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
RHAME & GORRELL WEALTH MANAGEMENT
CRD#: 283027 / SEC#: 801-107332
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/21/2024)
Exams
Series 7TO
Date: 10/17/2022
General Securities Representative ExaminationCurrent Firm
RHAME & GORRELL WEALTH MANAGEMENT
CRD#: 283027 / SEC#: 801-107332
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,281 |
| AUM (Assets Under Management) | $ 1,001,369,575 |
Red Flags
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Company Information
RHAME & GORRELL WEALTH MANAGEMENT
CRD#: 283027The Woodlands, TX 77380TRUST BUT VERIFY
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