AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AH

Aazan E. Habib

PARADIGM CAPITAL U.S.
Toronto Ontario, M5J 2N7
Some features on this profile are disabled
CRD#: 7620922
AH

Professional summary

Aazan Esmail Habib, who also goes by Aazan Habib Esmail, is a registered financial professional currently at PARADIGM CAPITAL U.S. INC. .

Aazan is registered as a RR (Registered Representative) and started their career in finance in 2022. Aazan has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Aazan Habib Esmail

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Aazan Esmail Habib's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 9, 2022 - Present

PARADIGM CAPITAL U.S. INC.

Office #1: 95 Wellington Street West - Suite 2101, Toronto Ontario, M5J 2N7Office #2: 95 Wellington Street West Suite 2101, Toronto, M5J 2N7
BD
CRD#: 104425
Toronto Ontario,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/24/2024)
RR
Colorado
(9/24/2024)
RR
Connecticut
(9/24/2024)
RR
Delaware
(9/24/2024)
RR
Florida
(9/24/2024)
RR
Georgia
(10/7/2024)
RR
Idaho
(10/7/2024)
RR
Illinois
(9/24/2024)
RR
Indiana
(9/24/2024)
RR
Maryland
(9/24/2024)
RR
Massachusetts
(9/24/2024)
RR
Minnesota
(9/24/2024)
RR
New Jersey
(9/24/2024)
RR
New York
(9/24/2024)
RR
North Carolina
(10/7/2024)
RR
Ohio
(9/24/2024)
RR
Oregon
(10/15/2024)
RR
Pennsylvania
(9/24/2024)
RR
Texas
(9/24/2024)
RR
Utah
(9/24/2024)
RR
Virginia
(10/29/2024)
RR
Wisconsin
(9/24/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 1/6/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/8/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 8/16/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PC
PARADIGM CAPITAL U.S. INC.
PARADIGM CAPITAL U.S. INC.

CRD#: 104425 / SEC#: , 8-52885

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
95 Wellington Street West - Suite 2101, Toronto Ontario, M5J 2N7
Mailing Address
95 Wellington Street West-suite 2101, Toronto Ontario, M5J 2N7
Phone number
(416) 361-9892
Established
Firm type
Corporation
Fiscal year end
July
Firm Size
Small
# of Employees

FINRA licenses (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PARADIGM CAPITAL INC.SHAREHOLDER
ROLAND, DAVID PIERCEPRESIDENT2687568
WARD, MICHAEL WAYNECHIEF COMPLIANCE OFFICER4531792
YAMANI, MOHSEN MOATAZCFO7709313

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARADIGM CAPITAL U.S. INC.

CRD#: 104425Toronto Ontario, M5J 2N7

TRUST BUT VERIFY

Monitor Aazan Habib

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

MN
Michael NealAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
PR
ST. PETERSBURG, FL
Ralph Malcolm Brooks JR
Ralph BrooksAdvisorCheck Check Mark
KINGSVIEW WEALTH MANAGEMENT, LLC
IAR
BRASELTON, GA
Samuel William Spanos
Samuel SpanosAdvisorCheck Check Mark
RAYMOND JAMES & ASSOCIATES, INC.
IAR
RR
Sea Island, GA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics