Peyton Bruce

FORT WORTH, TX 76177

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CRD#: 7620851

Professional summary

Peyton Bruce, who also goes by Peyton Michael Bruce, was a registered financial advisor .

Peyton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Peyton had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peyton Michael Bruce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) New Day Bars; Owner; Making and selling breakfast bars; Keller, TX, 76248; Not Investment-Related; 05/17/2025; 10 to 19 hours per month; 0 during trading hours. 2) Licensed insurance agent; Not investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 5% of time during the month.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 10, 2025 - Present

Office #1: 9800 Hillwood Parkway Suite #180, Fort Worth, TX 76177

FORT WORTH, TX

Past

October 29, 2024 - September 12, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Fort Worth, TX

Past

September 26, 2024 - September 12, 2025

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Fort Worth, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/15/2024

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/26/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/10/2024

Securities Industry Essentials Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peyton Bruce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/15/2024

Series 7TO

Date: 9/26/2024

SIE

Date: 7/10/2024

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

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