CB
Cody A. Beaumont
HFG ADVISORS
Gilroy, CA
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CRD#: 7620711
CB
Professional summary
Cody Alan Beaumont is a registered financial advisor currently at HFG ADVISORS, INC. located in Gilroy, California.
Cody is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Cody has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF OTHER BUSINESS: HFG Trust LLC, INVESTMENT RELATED: Yes, ADDRESS: 8131 W Grandridge Blvs, Kennewick WA 99336, NATURE OF BUSINESS: Trust company POSITION/TITLE/RELATIONSHIP: Employee/Financial Planner, START DATE: 11/2021, APPROX NUMBER OF HOURS PER MONTH: 160, BRIEF DESCRIPTION OF DUTIES: Financial Planning. APPROX NUMBER OF HOURS DEVOTED TO DURING TRADING HOURS: 6
CRS (Client Relationship Summary) - RIA
Click below to view Cody Alan Beaumont's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 29, 2022 - Present
HFG ADVISORS, INC.
RIA
CRD#: 316446
Gilroy, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HFG ADVISORS, INC.
HFG ADVISORS | PRIME WEALTH MANAGEMENT, INC. | PRIME WEALTH MANAGEMENT | HFG ADVISORS, INC.
CRD#: 316446 / SEC#: 801-123046
RIA
Registered Investment Advisory firm - (1/13/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/29/2022)
IAR
Washington(8/29/2022)
Exams
Current Firm
HA
HFG ADVISORS, INC.
HFG ADVISORS | PRIME WEALTH MANAGEMENT, INC. | PRIME WEALTH MANAGEMENT | HFG ADVISORS, INC.
CRD#: 316446 / SEC#: 801-123046
RIA
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Contact information
Main Address
8131 W. Grandridge Blvd Suite 1, Kennewick, WA 99336
Mailing Address
Phone number
(509) 735-7507
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 335 |
| AUM (Assets Under Management) | $ 221,379,574 |
Red Flags
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