Don H. Ehling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Don Howard Ehling was a registered financial professional .
Don is a previously registered financial professional and started their career in finance in 1973. Don had worked at 4 firms and has passed the Series 63, Series 3, Series 7, Series 1, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 16, 1983 - March 11, 2010
PROFESSIONAL INVESTMENT SERVICES, INC.
April 21, 1975 - September 29, 1983
PROFESSIONAL INVESTMENT SERVICES, INC.
August 20, 1974 - April 28, 1975
A. G. EDWARDS & SONS, INC.
April 2, 1973 - July 17, 1974
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/23/1973
Registered Representative ExaminationSeries 28
Date: 1/9/2008
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
PROFESSIONAL INVESTMENT SERVICES, INC.
CRD#: 13703 / SEC#: , 8-29657
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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