Matthew J. Plescia
Professional summary
Matthew John Plescia, who also goes by Matt Plescia, Matthew John Plescia, is a registered financial professional currently at T3 TRADING GROUP, LLC located in New York, New York.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2023. Matthew has worked at 3 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew John Plescia's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2025 - Present
T3 TRADING GROUP, LLC
Office #1: 88 Pine Street 23rd Floor, New York, NY 10005August 1, 2023 - October 8, 2025
HOLD BROTHERS CAPITAL LLC
January 25, 2023 - June 14, 2023
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 7/12/2024
Operations Professional ExaminationSeries 57TO
Date: 8/24/2023
Securities Trader ExamSeries 7TO
Date: 1/25/2023
General Securities Representative ExaminationFINRA
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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