Loren E. Ehlers

CENTAURUS FINANCIAL

Laguna Beach, CA

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CRD#: 76196

Professional summary

Loren Elmer Ehlers is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Laguna Beach, California.

Loren is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1968. Loren has worked at 11 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TOO RIPPED, NON-INVESTMENT RELATED, 474 E. 17TH STREET, SUITE #205, COSTA MESA, 92627, WHOLESALE SUPPLIER OF CLOTHING, OWNER, SINCE 1/14/2014, DEVTOED TIME IS 1 HR A MONTH, A MERCHANDISER. PRESIDENT/SALES, TAME FINANCIAL SERVICES, INC.,474 E. 17TH ST., #205, COSTA MESA, CA 92627. NON INVESTMENT RELATED SINCE 02/1982 AND I SPEND APPROX. 20 HOURS PER MONTH ON BUSINESS. SELLING OF LIFE INSURANCE AND FIXED ANNUITIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loren Elmer Ehlers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Loren Elmer Ehlers's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 14, 2004 - Present

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

Laguna Beach, CA

Current

June 2, 2004 - Present

CENTAURUS FINANCIAL, INC.

RIA

CRD#: 30833

Laguna Beach, CA

Past

January 14, 2002 - June 9, 2004

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

COSTA MESA, CA

Past

March 31, 1999 - June 9, 2004

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Past

January 12, 1987 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

October 29, 1986 - January 21, 1987

RELIASTAR FINANCIAL MARKETING CORP.

CRD#: 4234

Past

March 27, 1986 - January 19, 1987

LPL FINANCIAL LLC

CRD#: 6413

Past

November 15, 1981 - August 20, 1986

CECO FINANCIAL SECURITIES CORP.

CRD#: 7196

Past

May 23, 1975 - August 26, 1982

PENSION EQUITIES CO.

CRD#: 6252

Past

February 5, 1975 - June 22, 1975

INVESTOGENIC SERVICES, INC.

CRD#: 4076

Past

May 29, 1974 - March 4, 1977

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

Past

August 9, 1973 - March 20, 1975

NEWFIELD INVESTMENTS INCORPORATED

CRD#: 4262

Past

December 20, 1968 - September 27, 1973

CNA INVESTOR SERVICES, INC.

CRD#: 163

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(6/2/2004)

IAR

California
(7/14/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/28/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 12/16/1968

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/13/1986

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

CRD#: 30833 / SEC#: 801-56882, 8-45185

RIA

Registered Investment Advisory firm - SEC (10/8/1999 Approved)

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

2300 E. Katella Avenue Suite 200, Anaheim, CA 92806

Mailing Address

2300 E. Katella Avenue Suite #200, Anaheim, CA 92806

Phone number

(714) 456-1790

Established

California since 08/27/1992

Firm type

Corporation

Fiscal year end

April

Firm Size

Large

# of Employees

580

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

CENTAURUS FINANCIAL, INC. FORM ADV PART 2 APPENDIX 1 (7/24/2025)

CENTAURUS FINANCIAL, INC. FORM ADV PART 2A (7/24/2025)

Direct owners and executive officers

Name	Position	CRD#
FEDERATION OF FINANCIAL SERVICES	OWNER
KREMER, STEPHEN MARK	OWNER	1188829
RUBINO, MICHAEL PETER	OWNER	1188940
DUHOVIC, JEROME VICTOR	DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER	2123754
DUHOVIC, JEROME VICTOR	CHIEF COMPLIANCE OFFICER	2123754
KING, JAMES RONALD SR	DIRECTOR/CHAIRMAN OF THE BOARD/CEO	269927
KING, PAUL J	DIRECTOR/GENERAL COUNSEL	5017845
KING, WESTLEY HAYES	DIRECTOR/PRESIDENT	2527676
LEJMAN, SHERI J	CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER

Regulatory assets under management

Total Number of Accounts	38,049
AUM (Assets Under Management)	$ 7,336,108,151

Disclosures

Regulatory Event	18
Arbitration	8

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Loren E. Ehlers

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Loren Elmer Ehlers's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Loren Elmer Ehlers's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

MUTUAL SERVICE CORPORATION

MUTUAL SERVICE CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

RELIASTAR FINANCIAL MARKETING CORP.

LPL FINANCIAL LLC

CECO FINANCIAL SECURITIES CORP.

PENSION EQUITIES CO.

INVESTOGENIC SERVICES, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

NEWFIELD INVESTMENTS INCORPORATED

CNA INVESTOR SERVICES, INC.

Primary Firm SEC Registration

CENTAURUS FINANCIAL, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/1998

Series 63

Date: 9/28/1992

Series 7TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 1

Date: 12/16/1968

Series 24

Date: 8/13/1986

FINRA

Current Firm

CENTAURUS FINANCIAL, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

CENTAURUS FINANCIAL, INC.

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