David O. Ehlers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Otis Ehlers was a registered financial advisor .
David is a previously registered financial advisor and started their career in finance in 1970. David had worked at 27 firms and has passed the Series 65, Series 63, Series 7, Series 1, Series 24, Series 39 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2008 - August 16, 2010
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
April 10, 2003 - December 31, 2010
LAS VEGAS INVESTMENT ADVISORS
April 7, 2003 - November 4, 2003
FIRST MIDWEST SECURITIES, INC.
January 25, 2002 - May 16, 2008
FIRST MIDWEST SECURITIES, INC.
January 23, 1998 - December 31, 2002
LAS VEGAS INVESTMENT ADVISORS
September 9, 1996 - January 25, 2002
AMERICAN INVESTMENT SERVICES, INC.
May 7, 1996 - September 3, 1996
RFCA FINANCIAL SERVICES, INC.
October 12, 1994 - July 31, 1995
BROOKSTREET SECURITIES CORPORATION
January 11, 1994 - September 9, 1994
UNION EQUITY PARTNERS, INC.
May 12, 1988 - October 24, 1988
ADVANCE BROKERAGE SERVICES, INC.
January 6, 1988 - February 10, 1988
PROFILE INVESTMENTS CORPORATION
August 28, 1987 - December 16, 1987
PROVIDENCE SECURITIES, INC.
October 31, 1986 - June 3, 1987
NORTH AMERICAN INVESTMENT CORP.
June 20, 1986 - October 13, 1986
BEURET & COMPANY, LTD.
March 27, 1986 - May 12, 1986
MABON, NUGENT & CO.
July 25, 1984 - August 29, 1984
THE STUART-JAMES COMPANY, INCORPORATED
September 18, 1981 - August 18, 1982
CIBC WORLD MARKETS CORP.
December 10, 1980 - August 5, 1981
IPG SECURITIES CORPORATION
September 19, 1980 - November 15, 1980
FIRST AFFILIATED SECURITIES, INC.
November 22, 1977 - September 4, 1980
LEHMAN BROTHERS INC.
November 10, 1976 - November 22, 1977
FAULKNER, DAWKINS & SULLIVAN INC.
November 8, 1974 - September 30, 1976
BLYTH EASTMAN DILLON & CO. INCORPORATED
June 26, 1974 - October 31, 1974
HAYDEN STONE INC.
January 4, 1974 - August 31, 1974
SHEARSON, HAMMILL & CO., INCORPORATED
August 24, 1973 - January 14, 1974
CONSOLIDATED SECURITIES CORP
January 26, 1973 - June 11, 1973
DOMIK CORP.
August 1, 1972 - December 8, 1972
ROBERTS, SCOTT & CO., INC.
May 1, 1972 - July 28, 1972
BAROODY & CO.
April 20, 1970 - February 29, 1972
GIBRALTER INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/26/1964
Registered Representative ExaminationSeries 00
Date: 4/4/1970
General Securities Principal ExaminationCurrent Firm
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
CRD#: 130390 / SEC#: , 8-66335
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RETHINK, LLC | OWNER | |
| ATKINS, BRADLEY DALE | OWNER | 2963790 |
| SHANAHAN, DANIEL JAMES | CHIEF EXECUTIVE OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | PRINCIPAL OPERATIONS OFFICER | 3277912 |
| SHANAHAN, DANIEL JAMES | CHIEF COMPLIANCE OFFICER | 3277912 |
| WOODWARD, CASSANDRA TALEEN | CHIEF FINANCIAL OFFICER | 2956369 |
| WOODWARD, CASSANDRA TALEEN | PRINCIPAL FINANCIAL OFFICER & FINOP | 2956369 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
