Mallory K. Sise

INTEGRAL WEALTH MANAGEMENT

Turlock, CA 95380

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CRD#: 7618624

Professional summary

Mallory Kole Sise is a registered financial advisor currently at INTEGRAL WEALTH MANAGEMENT located in Turlock, California.

Mallory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Mallory has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mallory Kole Sise's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 3, 2022 - Present

INTEGRAL WEALTH MANAGEMENT

Office #1: 605 E Main Street, Turlock, CA 95380

RIA

CRD#: 146569

Turlock, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRAL WEALTH MANAGEMENT

INTEGRAL INVESTMENT ADVISORS, INC. | INTEGRAL WEALTH MANAGEMENT

CRD#: 146569 / SEC#: 801-69114

RIA

Registered Investment Advisory firm - (5/7/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/3/2022

Uniform Investment Adviser Law Examination

Current Firm

INTEGRAL WEALTH MANAGEMENT

INTEGRAL INVESTMENT ADVISORS, INC. | INTEGRAL WEALTH MANAGEMENT

CRD#: 146569 / SEC#: 801-69114

RIA

Registered Investment Advisory firm - (5/7/2008 Approved)

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Contact information

Main Address

605 E Main Street, Turlock, CA 95380

Mailing Address

Phone number

(209) 633-3101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (1/8/2025)

Regulatory assets under management

Total Number of Accounts	957
AUM (Assets Under Management)	$ 535,767,979

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/05/2023	Cover Page	Report

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Mallory K. Sise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mallory Kole Sise's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRAL WEALTH MANAGEMENT

Primary Firm SEC Registration

INTEGRAL WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/3/2022

Current Firm

INTEGRAL WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

INTEGRAL WEALTH MANAGEMENT

TRUST BUT VERIFY

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