PH
Peter A. Harper
GW ASENA PTY LTD
West Palm Beach, FL 33401
Some features on this profile are disabled
CRD#: 7618622
PH
Professional summary
Peter Anthony Michael Harper, who also goes by Peter Harper, is a registered financial advisor currently at GW ASENA PTY LTD located in West Palm Beach, Florida.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Peter has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Peter Harper
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Asena Holdings, LLC; not investment-related; 700 S Rosemary Ave, Suite 204, West Palm Beach, FL 33401; holding company; President; April 22, 2019; <1 hour per month, 0 hours during trading hours; prepare and submit corporate filings. Drifting Ventures, LLC; not investment-related; 700 S Rosemary Ave, Suite 204, West Palm Beach, FL 33401; holding company; Managing Member; August 15, 2014; <1 hour per month, 0 hours during trading hours; prepare and submit corporate filings. Asena Advisors, LLC (dba Asena Family Office); investment-related; 700 S Rosemary Ave, Suite 204, West Palm Beach, FL 33401; CEO/Founder; June 23, 2011; approximately 160 hours per month, 6.5 hours / trading day; manage operations, provide legal, accounting, and corporate advisory services to clients.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Anthony Michael Harper's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2023 - Present
GW ASENA PTY LTD
Office #1: 700 S. Rosemary Avenue, Ste 204, West Palm Beach, FL 33401RIA
CRD#: 323005
West Palm Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GA
GW ASENA PTY LTD
GW ASENA PTY LTD
CRD#: 323005 / SEC#: 801-128625
RIA
Registered Investment Advisory firm - (9/1/2023 Approved)California
Registered Investment Advisory firm - (10/14/2023 Terminated)Florida
Registered Investment Advisory firm - (9/14/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/4/2023)
IAR
Florida(3/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
GA
GW ASENA PTY LTD
GW ASENA PTY LTD
CRD#: 323005 / SEC#: 801-128625
RIA
Registered Investment Advisory firm - (9/1/2023 Approved)California
Registered Investment Advisory firm - (10/14/2023 Terminated)Florida
Registered Investment Advisory firm - (9/14/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Level 9 410 Collins Street, Melbourne, Victoria, 3000
Mailing Address
Phone number
61396706070
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (4 States and Territories)
Documents
Red Flags
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