Bradley A. Hughes

HORIZON WEALTH ADVISORS

Houston, TX 77057

Some features on this profile are disabled

CRD#: 7617587

Professional summary

Bradley Allan Hughes, who also goes by Brad Hughes, Bradley A Hughes, is a registered financial advisor currently at HORIZON WEALTH ADVISORS located in Houston, Texas.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Bradley has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Hughes | Bradley A Hughes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Band Consultant and Judge (sole proprietor) w/ various school districts in the area - non-investment related, No relation to investment-related employers; address = 4332 Ableside Dr, League City, TX 77573; seasonal hours, but approx. 4-8 hours per month and most hours outside of trading hours (Saturday's, evenings, etc.)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Allan Hughes's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2024 - Present

HORIZON WEALTH ADVISORS

Office #1: 2603 Augusta Suite 1400, Houston, TX 77057

RIA

CRD#: 114102

Houston, TX

Past

November 9, 2022 - September 9, 2024

EDWARD JONES

RIA

CRD#: 250

Friendswood, TX

Past

October 17, 2022 - September 9, 2024

EDWARD JONES

CRD#: 250

Friendswood, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORIZON WEALTH ADVISORS

HORIZON ADVISORS, LLC | HORIZON WEALTH ADVISORS

CRD#: 114102 / SEC#: 801-61731

RIA

Registered Investment Advisory firm - (1/15/2003 Approved)

Texas

Registered Investment Advisory firm - (1/15/2003 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/17/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/21/2022

Securities Industry Essentials Examination

Current Firm

HORIZON WEALTH ADVISORS

HORIZON ADVISORS, LLC | HORIZON WEALTH ADVISORS

CRD#: 114102 / SEC#: 801-61731

RIA

Registered Investment Advisory firm - (1/15/2003 Approved)

Texas

Registered Investment Advisory firm - (1/15/2003 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

2603 Augusta Suite 1400, Houston, TX 77057

Mailing Address

Phone number

(713) 748-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORIZON ADVISORS ADV 2A (2/25/2025)

Regulatory assets under management

Total Number of Accounts	801
AUM (Assets Under Management)	$ 406,916,631

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/28/2025	Cover Page	Report
12/18/2024	Cover Page	Report
12/20/2023	Cover Page	Report
11/04/2022	Cover Page	Report
10/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Troy Wootton

EDWARD JONES

IAR

Sugar Land, TX

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bradley A. Hughes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Allan Hughes's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORIZON WEALTH ADVISORS

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

HORIZON WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2022

Series 7TO

Date: 10/17/2022

SIE

Date: 9/21/2022

Current Firm

HORIZON WEALTH ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HORIZON WEALTH ADVISORS

TRUST BUT VERIFY

Similar Advisors