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BB

Benjamin R. Barnes

RUBINBROWN CORPORATE FINANCE
St. Louis, MO 63105
Some features on this profile are disabled
CRD#: 7617183
BB

Professional summary

Benjamin Ronald Barnes is a registered financial professional currently at RUBINBROWN CORPORATE FINANCE, LLC located in St. Louis, Missouri.

Benjamin is registered as a RR (Registered Representative) and started their career in finance in 2023. Benjamin has worked at 1 firm and has passed the Series 63, Series 99TO, Series 82TO, Series 79TO, SIE and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Benjamin Ronald Barnes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 4, 2023 - Present

RUBINBROWN CORPORATE FINANCE, LLC

Office #1: 7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105Office #2: 7676 Forsyth Boulevard Suite 2100, St. Louis, MO 63105
BD
CRD#: 322460
St. Louis, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(4/20/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 3/14/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 6/7/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 82TO
Date: 4/1/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 79TO
Date: 12/21/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/22/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/21/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

RC
RUBINBROWN CORPORATE FINANCE, LLC
RUBINBROWN CORPORATE FINANCE, LLC

CRD#: 322460 / SEC#: , 8-70975

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105
Mailing Address
7676 Forsyth Boulevard, Suite 2100, St. Louis, MO 63105
Phone number
(314) 678-3531
Established
Missouri since 03/15/2022
Firm type
Limited Liability Company
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

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Documents

Direct owners and executive officers

NamePositionCRD#
RUBINBROWN LLPOWNER
BARENBOIM, LEONARDCCO1523181
BARNES, BENJAMIN RONALDCEO7617183
MANZO, MARK THOMASFINOP1229739

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RUBINBROWN CORPORATE FINANCE, LLC

CRD#: 322460St. Louis, MO 63105

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