George L. Brownlee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Lloyd Brownlee Jr., who also goes by George Brownlee, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2022. George had worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2022 - October 24, 2023
COMMENDA SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 82TO
Date: 9/15/2022
Limited Representative-Private Securities OfferingsCurrent Firm
COMMENDA SECURITIES, LLC
CRD#: 164664 / SEC#: , 8-69111
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| COMMENDA INC. | MEMBER FIRM | |
| SHEEHAN, TIMOTHY JAMES | MANAGING DIRECTOR AND PRINCIPAL, CEO, CCO | 2546510 |
Red Flags
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