Simon Balaj
Professional summary
Simon Balaj, who also goes by Balaji Narasimhan, is a registered financial professional currently at FDX CAPITAL LLC located in New York, New York.
Simon is registered as a RR (Registered Representative) and started their career in finance in 2023. Simon has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Simon Balaj's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2025 - Present
FDX CAPITAL LLC
Office #1: 515 Madison Avenue 24th Floor, New York, NY, 10022June 2, 2025 - September 16, 2025
ALLEGRO SECURITIES LLC
March 1, 2023 - January 3, 2024
BALAJ, SIMON
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/10/2025)
(9/10/2025)
Exams
Series 7TO
Date: 6/2/2025
General Securities Representative ExaminationFINRA
Current Firm
FDX CAPITAL LLC
CRD#: 119302 / SEC#: , 8-65170
Contact information
FINRA licenses (51 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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